Corporate and Regulatory Disclosures

European and German Regulatory Background

Under European Union law and related national implementing laws, credit institutions and investment firms must obtain authorization from their relevant supervisory authority in order to carry out regulated banking and investment service activities. The European Banking Authority (“EBA”) maintains a public register of credit institutions authorized to operate within European Economic Area (“EEA”) countries. In Germany, the Federal Financial Supervisory Authority (the “BaFin”) maintains a public register of financially regulated companies authorized to operate in Germany.

Deutsche Bank Aktiengesellschaft (“Deutsche Bank AG” or “the Bank”) is authorized to conduct banking business and to provide financial services as set forth in the German Banking Act (“Kreditwesengesetz”).

The Bank is subject to comprehensive supervision by the European Central Bank (“ECB”), by the BaFin and by the Deutsche Bundesbank (“Bundesbank”), Germany’s central bank.

Supervision of Deutsche Bank AG is carried out under the European Union’s Single Supervisory Mechanism (“SSM”), a system of financial supervision composed by the ECB and national supervisory authorities of European Union member states participating in the SSM. Within the SSM, the ECB is directly responsible for most of the Bank’s so-called prudential supervision, such as regulatory `capital adequacy, leverage, liquidity, risk management and governance requirements.

The BaFin remains Deutsche Bank AG’s primary supervisor for regulatory matters falling outside the remit of the ECB, such as the rules on conduct of business in the securities markets, statutory deposit protection and the regulation of anti-money laundering and terrorist financing. In countries where the Bank operates under its European Passport (see “European Passport” section below), it will be subject to the conduct of business rules of the local “host state” regulator.

The Bundesbank supports and cooperates closely with the BaFin and the ECB. That cooperation includes the ongoing review and evaluation of reports submitted by the Bank (including its audit reports) and adequacy assessments in respect of the Bank’s capital and its risk management systems.

The ECB and the BaFin have extensive supervisory and investigatory powers with regard to the Bank, including the ability to request information and conduct investigations.

European Passport

EEA banks may offer banking and investment services in other member states of the EEA (known as “host states”) without being required to obtain a separate licence from the host state under a so-called “European Passport”. This “passport”, which specifies permitted activities, is granted by the home state authority and can be exercised as follows:

  • Under the freedom of establishment rule, a “passported” bank can establish a permanent presence in the host state which is referred to – provided it is not a separate legal entity from the bank – as a “branch” (as defined in point (17) of Article 4(1) of the Capital Requirements Regulation (Regulation (EU) No 575/2013, “CRR”)).
  • Under the freedom to provide services rule, a bank can be passported for the provision of cross-border services in another EEA member state.

A host state authority will rely on the home state authority (the ECB in the case of a significant institution within the SSM, such as Deutsche Bank AG, for the purposes of prudential supervision, and the relevant national supervisory authority for other purposes) to ensure that the systems and controls of a bank are in good order and to ensure the bank’s financial adequacy.

To the extent that activities are carried out within or from its jurisdiction, the host state authority supervises the conduct of banks. This includes, for example, rules on treating clients fairly and rules governing a bank’s conduct in the securities market.

Corporate and Regulatory Disclosures Deutsche Bank Group

Deutsche Bank Group comprises Deutsche Bank AG together with its subsidiaries which are consolidated for European regulatory purposes. The Bank and those subsidiaries which carry out licensable activities are authorized and regulated by regulatory authorities in their country of incorporation as well as, in some instances, by regulatory authorities in other jurisdictions.

About Deutsche Bank AG 

The following links will take you to corporate and regulatory disclosures relating to selected Deutsche Bank Group subsidiaries registered and/or incorporated in the European Union:

Austria

Austria

Deutsche Bank Aktiengesellschaft, Vienna Branch
Commercial Register Number (FN): 140266z, Vienna Commercial Court
Branch of Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main
HRB Nr. 30 000, Frankfurt am Main Local Court

Deutsche Bank Österreich AG
Stock-im-Eisen-Platz 3, 1010 Vienna, Austria
Management Board: Dr. Christian Ohswald (Chief Executive Officer), Mag. Johannes Ritter (Deputy Chief Executive Officer)
Commercial Register Number (FN): 276838s, Vienna Commercial Court
VAT Identification Number: ATU 62457102; Data Processing Register Number (DVR): 1066421; Bank Routing Number (BLZ): 19999

 

Belgium

Belgium

Deutsche Bank AG, Brussels Branch
Avenue Marnix/Marnixlaan 17, 1000 Brussels, Belgium
Register of Legal Entities of Brussels,
VAT Identification Number: BE 0418.371.094

 

Czech Republic

Czech Republic

Deutsche Bank Aktiengesellschaft with its registered office in the Federal Republic of Germany, Frankfurt am Main, registered in the Commercial Register administered by the Administrative Court in Frankfurt am Main under HRB No. 30 000, acting in the Czech Republic through its organizational unit Deutsche Bank Aktiengesellschaft Filiale Prag, organizační složka located at Prague 1, Jungmannova 750/34, postal code: 110 00, ID No. 604 33 566, registered in the Commercial Register administered by the Municipal Court in Prague, File A, Insert No. 8514.

 

Denmark

Denmark

Deutsche Bank AG Copenhagen Branch, Filial af Deutsche Bank AG, Tyskland,
Havnegade 39,
1058 Copenhagen K,
Denmark,

CVR-NR 33049447,

Phone number: +45 8830 8899,

Fax number: +45 8830 3391,


Branch of Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main; HRB No 30 000 • Frankfurt am Main, Local Court

 

Finland

Finland

Deutsche Bank Aktiengesellschaft Helsinki Branch, Kaivokatu 10 A, FIN-00100 Helsinki, Finland,
Business ID 1610703-7, Trade Register,
Branch of Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main; HRB No 30 000 • Frankfurt am Main, Local Court


Disclaimer for Deutsche AWM in Finland:

Deutsche Bank AG is authorized under German Banking Law (ID:100003, competent authority: BaFin - Federal Financial Supervisory Authority). Deutsche Bank AG Helsinki branch ("DBH", Patent och registerstyrelsen Handelsregistret nr. 1610793-7) is authorised by BaFIN and regulated by FIN-FSA for the conduct of licensed activities in Finland. Deutsche Bank branches operate within the EEA on the back of the legal entity (Deutsche Bank AG) EU Passports within the European Economic Area (“EEA”). Reference is made to European Union Regulatory Background and Corporate and Regulatory Disclosures at https://www.db.com/disclosures.

Details about the extent of our authorisation and regulation by BaFIN and respective Nordic Region Financial Supervisory Authority are available on request.

Without limitation, documents and any attachment proposed electronically do not constitute an offer or a recommendation to enter into any transaction with DBH. Electronic communication is for information purposes only and is not intended to be an offer or an advice or recommendation or solicitation, or the basis for any contract to purchase or sell any security, or other instrument, or for DBH to enter into or arrange any type of transaction as a consequence of any information contained herein. The implicit or explicit views and recommendations expressed in marketing or other financial presentation material as well as any financial proposals are solely those of the issuer of such material, and forwarded to you on behalf of the contracting party.

DBH is solely acting in an agency/agency similar capacity (“the agent”) for and on behalf of Deutsche Bank AG and/or affiliates and potential investors should be aware that if they, you, decide to enter into a transaction with Deutsche Bank AG or affiliates (these acting as “the principal” or “contractual party”) will any and all contractual and commercial agreements be as entered into with that contracting party under the contractual laws, unless re-negotiated, and financial laws and regulations of the country where the contracting party is licensed.

Unless DBH is entering into a separate and explicit contractual relationship with you for the provision of investment services is neither obliged to categorise you in accordance to MiFID nor perform MiFID Suitability and/or Appropriateness assessment (as enacted into Finnish laws and regulations). The investments or services mentioned in this email or an attachment thereto may not be appropriate for all investors and before entering into a transaction you should take steps to ensure that you fully understand the transaction and have made an independent assessment of the appropriateness of the transaction in the light of your own objectives and circumstances, including the possible risks and benefits of entering into such transaction. You should also consider seeking advice from your own advisers in making this assessment. If you decide to enter into a transaction with a contracting party you do so in reliance on your own judgment. For general information regarding the nature and risks and types of financial instruments please go here.

Past performance is not a suitable indicator of future results. An investment in mutual funds/ETF’s can rise or fall in value and there is no guarantee that the investor will get back all capital invested. Fluctuations in currency rates may cause the value of investments to either rise or fall. Investors should note that most mutual funds/ETF’s are not capital protected or capital guaranteed. Investors in mutual funds/ETF’s should be aware of the possibility, and financially able, to lose part or all of the invested capital. An investment in mutual funds/ETF’s is associated with risks, for a presentation of the risks related to investments in these funds, please refer to respective Funds/ETF’s Fact Sheet and/or Key Investor Information Document (“KIID”s) and/or fund Prospectus.

Personal Data and Data Security

Personal data is handled in accordance with the Finnish Personal Data Act (523/1999, the “PDA”) and applicable ordinances, regulations and guidelines. Deutsche Bank AG has issued comprehensive Personal Data and Information Security Policies and Procedures in accordance with German laws and regulations, which meet the Finnish PDA.

We observe inter alia the Finnish Consumer Protection Act (38/1978) and/including the e-commerce directive (2000/31/EG) as enacted into Finnish law (Sähköisen viestinnän tietosuojalaki), relevant industry standards and relevant guidelines issued by the authorities and your instructions to us, and we will not contact private individuals via e-mail, SMS, fax, voice messaging or other automated calling systems unless previous approval has been obtained from the individual for the use of such marketing methods. We hereby inform you that a private individual (a “consumer”) inter alia may refuse direct marketing from us, may request to be informed about own private data stored in our systems and has the right to have own information amended or erased as applicable.

 

France

France

Deutsche Bank AG, Paris Branch
23-25 avenue Franklin Roosevelt, 75008 Paris, France
Registered in Paris: SIRET 310 327 481 00068; FR 26 310 327 481; APE 6419 Z
Branch of Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main; HRB No 30 000 • Frankfurt am Main, Local Court

 

Germany

Germany

Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main
HRB No. 30 000 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Paul Achleitner
Management Board: John Cryan (Chairman), Kimberly Hammonds, Stuart Lewis, Sylvie Matherat, Garth Ritchie, Karl von Rohr, Marcus Schenck, Christian Sewing, Werner Steinmüller, Jeffrey Urwin
VAT Identification Number: DE 114 103 379

Deutsche Bank Privat- und Geschäftskunden Aktiengesellschaft domiciled in Frankfurt am Main
HRB No. 47 141 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Christian Sewing
Management Board: Stefan Bender (Spokesman), Rainer Burmester, Alp Dalkilic, Dr. Markus Pertlwieser, Joachim von Plotho
VAT Identification Number: DE 811 907 980

DB Capital & Asset Management Kapitalanlagegesellschaft mbH
Limited liability Company domiciled in Cologne
HRB No. 33 303 • Cologne Local Court
Chairman of the Supervisory Board: Kaj Ahlman
Managing Directors: Christian Finke, Andrea Simokat
VAT Identification Number: DE 813 712 930
Deutsche Bank Group

DB Capital Markets Asset Management Holding GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 91 852 • Frankfurt am Main Local Court
Managing Directors: Volker Beck, Christian Finke, Andrea Simokat
Deutsche Bank Group

DB Direkt GmbH domiciled in Frankfurt am Main
HRB No. 28 192 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Manfred Bauer
Managing Directors: Michael Hohenbild (Chairman), Marco Asbach, Ralf Stapelfeldt
VAT Identification Number: DE 812 788 218

DB HR Solutions GmbH
Limited liability Company domiciled in Eschborn
HRB No. 57 206 • Frankfurt am Main Local Court
Chairman of the Advisory Board: Karl von Rohr
Managing Directors: Peter Maier, Susanne Müller
VAT Identification Number: DE 236 834 137

DB Investment Services GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 58 951 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Holger Wegmann
Managing Directors: Dr. Thomas Beemelmann (Chairman), Beate Seegel, Jean-Luc Sider
VAT Identification Number: DE 812 847 781

DB Kredit Service GmbH domiciled in Berlin
HRB No. 98 447 B • Berlin-Charlottenburg Local Court
Chairman of the Supervisory Board: Britta Lehfeldt
Managing Directors: Hans-Theo Hondong (Chairman), Markus Alberth, Aygül Özkan
VAT Identification Number: DE 261 841 487

DB Print GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 52 347 • Frankfurt am Main Local Court
Managing Directors: Karin Jahnke, Jürgen Ritzel
VAT Identification Number: DE 813 649 084

DB Private Equity GmbH
Limited liability Company domiciled in Cologne
HRB No. 63 521 • Cologne Local Court
Management Board: Jürgen Borchers, Andreas Schmidt, Michael Straka, Michele Valenti
VAT Identification Number: DE 263 625 091

DEBEKO Immobilien GmbH & Co Grundbesitz OHG domiciled in Eschborn
HRA No. 26 549 • Frankfurt am Main Local Court
VAT Identification Number: DE 114 344 458
Partners:
Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main
HRB No. 30 000 • Frankfurt am Main Local Court 
Chairman of the Supervisory Board: Paul Achleitner
Management Board: John Cryan (Chairman), Kimberly Hammonds, Stuart Lewis, Sylvie Matherat, Garth Ritchie, Karl von Rohr, Marcus Schenck, Christian Sewing, Werner Steinmüller, Jeffrey Urwin
RREEF Management GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 26 724 • Frankfurt am Main Local CourtManaging Directors: Dr. Georg Allendorf, Birgit Benz, Dr. Ulrich von Creytz, Jörn Stobbe

Deutsche Asset Management International GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 23 891 • Frankfurt am Main Local Court
Managing Directors: Steffen Leipold, Stephan Scholl, Georg Schuh
VAT Identification Number: DE 811 247 954
Deutsche Bank Group

Deutsche Asset Management Investment GmbH
(formerly DWS Investment GmbH)
Limited liability Company domiciled in Frankfurt am Main
HRB No. 91 35 • Frankfurt am Main Local Court
Supervisory Board: Christof von Dryander (Deputy Chairman), Dr. Roland Folz, Alain Moreau, Prof. Christian Strenger, Friedrich von Metzler, Dr. Stefan Marcinowski, Ute Wolf, Hans-Theo Franken
Managing Directors: Holger Naumann (Spokesman), Reinhard Bellet, Henning Gebhardt, Stefan Kreuzkamp, Dr. Matthias Liermann, Thorsten Michalik
VAT Identification Number: DE 811 248 289
Deutsche Bank Group

Deutsche Asset & Wealth Management Investmentaktiengesellschaft mit Teilgesellschaftsvermögen
Investment Stock Corporation with variable capital domiciled in Frankfurt am Main
HRB No. 79 174 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Stephan Scholl
Management Board: Thomas Bosch, Holger Kindsgrab, Marc Nowotny

Deutsche Bank Bauspar-Aktiengesellschaft domiciled in Frankfurt am Main
HRB No. 27 354 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Frank Strauß
Management Board: Michael Hoffelder (Chairman), Thomas Terhaar
VAT Identification Number: DE 811 248 060

Deutsche Bank Europe GmbH mit Sitz in Frankfurt am Main
HRB No. 87 506 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Stefan Krause
Managing Directors: Nikolaus von Tippelskirch (Chairman), Carmen Herbstritt, Jörg Klauke, Frank Rückbrodt
VAT Identification Number: DE 271 363 747

Deutsche Grundbesitz-Anlagegesellschaft mit beschränkter Haftung
Limited liability Company domiciled in Frankfurt am Main
HRB No. 25 667 • Frankfurt am Main Local Court
Managing Directors: Birgit Benz, Iris Racke
VAT Identification Number: DE 811 248 125

Deutsche Immobilien Leasing GmbH
Limited liability Company domiciled in Düsseldorf
HRB No. 28 176 • Düsseldorf Local Court
Managing Directors: Michael Böving, Peter Hülsen
VAT Identification Number: DE 811 624 371

Deutsche IT License GmbH
Limited liability Company domiciled in Eschborn
HRB No. 57 186 • Frankfurt am Main Local Court
Managing Directors: Michael Gernalzick, Kai Zeiske
VAT Identification Number: DE 236 834 129

DI Deutsche Immobilien Baugesellschaft mbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 37 553 • Frankfurt am Main Local Court
Managing Directors: Reinhard Keil, Alexander Kühnl
VAT Identification Number: DE 161 749 306

DI Deutsche Immobilien Treuhandgesellschaft mbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 36 832 • Frankfurt am Main Local Court
Managing Directors: Birgit Benz, Iris Racke
VAT Identification Number: DE 202 748 457

DWS Holding & Service GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 38 933 • Frankfurt am Main Local Court
Managing Directors: Reinhard Bellet, John Dorogoff, Henning Gebhardt, Philipp Gossow, Klaus Kaldemorgen, Stefan Kreuzkamp, Holger Naumann
VAT Identification Number: DE 813 804 074
Deutsche Bank Group

KEBA Gesellschaft für interne Services mbH domiciled in Frankfurt am Main
HRB No. 35 801 • Frankfurt am Main local court
Managing Directors: Heide Fischer, Dr. Oliver-Sven Penger
VAT Identification Number: DE 227 219 059

Konsul Inkasso GmbH
Limited liability Company domiciled in Essen
HRB No. 18 787 • Essen Local Court
Managing Directors: Stefan Stein (Chairman), Birgit Schroeder
VAT Identification Number: DE 114 103 379

Leasing Verwaltungsgesellschaft Waltersdorf mbH
Limited liability Company domiciled in Schönefeld
HRB No. 17 367 P • Potsdam Local Court
Management Board: Dietmar Becker, Uwe Schmidt
VAT Identification Number: DE 234 201 266

norisbank GmbH
Limited liability Company domiciled in Bonn
HRB No. 21 185 B • Bonn Local Court
Chairman of the Supervisory Board: Dr. Asoka Wöhrmann
Managing Directors: Thomas große Darrelmann (Chairman), Marco Lindgens
VAT Identification Number: DE 226 545 047
https://www.norisbank.de/

PBC Banking Services GmbH domiciled in Frankfurt am Main
HRB No. 94 905 • Frankfurt am Main Local Court
Managing Director: Britta Lehfeldt, Gülabatin Sun
VAT identification nummer: DE 292 992 932

PBC Services GmbH der Deutschen Bank domiciled in Frankfurt am Main
HRB No. 84 338 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Gülabatin Sun
Managing Directors: Marian Jank (Chairman), Thomas Langer, Axel Winkler
VAT Identification Number: DE 265 591 999

registrar services GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 50 583 • Frankfurt am Main Local Court
Management Board: Thomas Licharz (Spokesman), Peter Chudaska
VAT Identification Number: DE 216 981 680

RREEF Investment GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 25 668 • Frankfurt am Main Local Court
Chairman of Advisory Board: Pierre Cherki
Managing Directors: Dr. Georg Allendorf, Birgit Benz, Dr. Ulrich von Creytz, Ulrich Steinmetz
VAT Identification Number: DE 812 045 609

RREEF Management GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 26 724 • Frankfurt am Main Local Court
Managing Directors: Dr. Georg Allendorf, Birgit Benz, Dr. Ulrich von Creytz, Jörn Stobbe
VAT Identification Number: DE 811 248 230
Deutsche Bank Group

RREEF Spezial Invest GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 44 003 • Frankfurt am Main Local Court
Chairman of Advisory Board: Pierre Cherki
Managing Directors: Dr. Georg Allendorf, Birgit Benz, Dr. Ulrich von Creytz, Clemens Schäfer
VAT Identification Number: DE 812 881 444

Sal. Oppenheim jr. & Cie. AG & Co. KGaA domiciled in Cologne
HRB No. 20 121 • Cologne Local Court
Personally liable Partner: Sal. Oppenheim jr. & Cie. Komplementär AG
(Executive Board: Dr. Wolfgang Leoni (Chairman), Henning Heuerding)
VAT Identification Number: DE 122 786 919

Treuinvest Service GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 58 132 • Frankfurt am Main Local Court
Managing Directors: Markward Michaelis, Wolfram Schaab
VAT Identification Number: DE 814 186 115
Deutsche Bank Group

Vertriebsgesellschaft mbH der Deutschen Bank Privat- und Geschäftskunden
Limited liability Company domiciled in Berlin
HRB No. 110 840 • Berlin Local Court
Managing Directors: Elmar Kausch (Chairman), Mathias Lüdtke-Handjery
VAT Identification Number: DE 815 110 910

Greece

Greece

Deutsche Bank Aktiengesellschaft, Athens Branch, Branch of Deutsche Bank Aktiengesellschaft domiciled in Frankfurt Am Main, Germany ∙ HRB No 30 000 ∙ Frankfurt Am Main Local Court
23A, Vas. Sofias Ave.,
106 74 Athens,
Greece

Phone number: +30 210 7208 700

Fax number: +30 210 7232 451

Registered in the Commercial Registry administered by the Hellenic Ministry of Development under no. 65092/06/B/08/1

 

Hungary

Hungary

Deutsche Bank AG, Hungary Branch
1054 Budapest, Hold utca 27.
Branch registration under number Cg. 01-17-000707 in the Metropolitan Court of Registration (Fővárosi Bíróság mint Cégbíróság)
VAT Identification Number (Adószám): HU23514614-2-41

 

Ireland

Ireland

Deutsche International Corporate Services (Ireland) Limited
Authorised by the Central Bank of Ireland under the Investment Intermediaries Act, 1995
Registered in Ireland number 149528
5 Harbourmaster Place, International Financial Services Centre, Dublin 1

 

Italy

Italy

DB Consorzio s.c.ar.l.
Head office: Piazza del Calendario, 3 • 20126 Milano • Tel.: +39 02 4024 1 • Capital stock EUR 10.000,00 
Number of registration in Milan, Fiscal Code and VAT number: 06510640961
Belonging to the Deutsche Bank Group, registered in the Banking Group Register
Subject to the management and coordination activity of Deutsche Bank S.p.A.

Deutsche Bank Aktiengesellschaft, Milan Branch
Via Turati 25/27, Milano
Branch of Deutsche Bank Aktiengesellschaft, stock company of German law domiciled in
Taunusanlage 12 Frankfurt am Main, Germany
HRB No. 30 000 • Frankfurt am Main local court • Capital stock fully paid-in: Euro 2,379,519,078.40 • https://www.db.com
Chairman of the Supervisory Board: Paul Achleitner
Management Board: John Cryan (Chairman), Kimberly Hammonds, Stuart Lewis, Sylvie Matherat, Garth Ritchie, Karl von Rohr, Marcus Schenck, Christian Sewing, Werner Steinmüller, Jeffrey Urwin.

Deutsche Bank Mutui S.p.A. with Deutsche Bank S.p.A. as a sole shareholder
Head office: Piazza del Calendario, 1 • 20124 Milano • Capital Stock EUR 48.000.000,00
Number of registration in Milan, Fiscal Code and VAT number: 08226630153
Milan: Via Melchiorre Gioia 8 • Tel.+39 02 584594 1 • Fax +39 02 58309720
Member of the Deposit Protection Interbanking Fund • Registered in the Bank register and belonging to the Deutsche Bank Group, registered in the Banking Group Register, subject to the management and coordination activity of Deutsche Bank S.p.A.

Deutsche Bank S.p.A. • Head office: Piazza del Calendario, 3 • 20126 Milano
Tel.: +39 02 4024 1 • Telegraphic address: CENTMERIT Milano • https://www.db.com/italy
S.W.I.F.T. address: DEUT IT MM • Telex: 311350 BAIDIR I • Telefax: S.T.M.: +39 02 4024 2636
Capital Stock EUR 412.153.993,80 • Number of registration in Milan, Fiscal Code and VAT number: 01340740156.
Member of the Deposit Protection Interbanking Fund
Member of the Indemnity National Fund ex art. 59 Leg. Decree n. 58/1998
Registered in the Bank register and parent company of Deutsche Bank Group in Italy • Registered in the Banking Group Register
Subject to the management and coordination activity of Deutsche Bank AG • Comp. code 3104.7

Fiduciaria Sant’Andrea S.r.l. • with a sole shareholder
Head office: Via Turati 25/27 • 20121 Milano • phone: +39 02 4024 2461/2476 • fax +39 02 4024 2356
Capital Stock EUR 93.600,00 fully paid-in
Number of registration in Milan and Fiscal Code: 01202840268 and VAT number 11349470150
Belonging to the Deutsche Bank Group, registered in the Banking Group Register
Subject to the management and coordination activity of Deutsche Bank S.p.A.

Finanza & Futuro Banca S.p.A. with a sole shareholder
Head office: Piazza del Calendario n. 1 • 20126 Milano
Ph. +39 02 40241 • Fax +39 02 40244106 • http://www.finanzaefuturo.it/
Capital Stock EUR 10.400.000,00 fully paid-in
Number of registration in Milan, Fiscal Code and VAT number: 09574620152
Member of the Deposit Protection Interbanking Fund
Member of the Indemnity National Fund ex art. 59 Leg. Decree n. 58/1998
Belonging to the Deutsche Bank Group, registered in the Banking Group Register
Subject to the management and coordination activity of Deutsche Bank S.p.A.

NEW PRESTITEMPO S.p.A.
Deutsche Bank group Sole shareholder Deutsche Bank S.p.A.
Subject to the management and coordination activity of
Deutsche Bank S.p.A.
Head office: Piazza del Calendario, 1 • 20126 MILANO
Tel. +39 02 4024 2417 • Fax +39 02 4024 2422
Capital Stock: EUR 2.550.000,00 fully paid-in • Fiscal Code and VAT number 04471170961
Number of registration in Milan n. 1749956
Financial Intermediary registered in the Intermediary Special Register at U.I.C. n. 358525

RREEF Fondimmobiliari SGR S.p.A.
Via Turati 25/27 • 20121 Milano
P +39 02 4024 5729 F +39 02 4024 5702 • RREEF
A Member of Deutsche Bank Group
Registered in the Asset Management Company register at n. 66
With a sole shareholder • Capital Stock € 5.461.048,04 fully paid-in
Number of registration in Milan, Fiscal Code and VAT number 12181620159
Subject to the management and coordination activity of Deutsche Bank AG, Milan branch 
Member of the Indemnity National Fund

RREEF Opportunities Management S.r.l.
Via Turati 25/27 • 20121 Milano
P +39 02 4024 5841 F +39 02 4024 6548 • RREEF
A Member of Deutsche Bank Group
With a sole shareholder • Capital Stock € 340.000,00 fully paid-in
Number of registration in Milan, Fiscal Code and VAT number 04040730964
Subject to the management and coordination activity of Deutsche Bank AG, Milan branch

 

Luxembourg

Luxembourg

DB Re S.A.
Société Anonyme incorporated in Luxembourg
2, boulevard Konrad Adenauer, L-1115 Luxembourg
Registre de Commerce et des Sociétés (R.C.S.), Luxembourg, B 53295
Value Added Tax ID Nr.: LU 19091914
Supervisory authority for the insurance sector: Commissariat aux Assurances (CAA), Luxembourg
Chairman of the Board of Directors: Dirk Wegener
Chief Executive Officer: Lambert Schroeder

DB Vita
Société Anonyme incorporated in Luxembourg
2, boulevard Konrad Adenauer, L-1115 Luxembourg
Registre de Commerce et des Sociétés (R.C.S.), Luxembourg, B 35917
Value Added Tax ID Nr.: LU 21986333
Supervisory authority for the insurance sector: Commissariat aux Assurances (CAA), Luxembourg
Chairman of the Board of Directors: Manfred Bauer
Chief Executive Officer: Frank Breiting, Dr. Oliver Eitelberg

Deutsche Bank Aktiengesellschaft, Luxembourg Branch
Branch incorporated under German law of Deutsche Bank Aktiengesellschaft with its principal office in Frankfurt/Main (please see under "Germany")
2, boulevard Konrad Adenauer, L-1115 Luxembourg
Branch registration in Luxembourg: Registre de Commerce et des Sociétés (R.C.S.), B 42123
Management Board: Frank Krings (Directeur Général), Nathalie Bausch (Directrice), Werner Burg (Directeur)

Deutsche Bank Luxembourg S.A.
Société Anonyme incorporated in Luxembourg
2, boulevard Konrad Adenauer, L-1115 Luxembourg
Registre de Commerce et des Sociétés (R.C.S.), Luxembourg, B 9164
Value Added Tax ID Nr.: LU 10879133
Banking supervisory authority: European Central Bank (ECB) / Commission de Surveillance du Secteur Financier (CSSF), Luxembourg
Supervisory Board: Rüdiger Bronn, Ernst Wilhelm Contzen, Kornelis Jan Hoving, Carsten Kahl, Rainer Rauleder, Frank Rückbrodt
Management Board: Frank Krings (Chief Executive Officer), Nathalie Bausch, Werner Burg

Deutsche Holdings (Luxembourg) S.à r.l.
Société à responsabilité limitée domiciled in Luxembourg
2, boulevard Konrad Adenauer, L-1115 Luxembourg
Registre de Commerce et des Sociétés (R.C.S.), Luxembourg, B 172538
Chairman of the Supervisory Board: Frank Krings
Management Board: Nathalie Bausch (Chair), Werner Burg, Nikitas Psyllakis, Andre Haag

Deutsche Asset Management S.A.
Société Anonyme incorporated in Luxembourg
2, boulevard Konrad Adenauer, L-1115 Luxembourg
Registre de Commerce et des Sociétés (R.C.S.), Luxembourg, B 25754
Value Added Tax ID Nr.: LU 15713550
Banking supervisory authority: Commission de Surveillance du Secteur Financier (CSSF), Luxembourg
Chairman of the Supervisory Board: Holger Naumann
Management Board: Dirk Bruckmann (Chief Executive Officer), Ralf Rauch, Martin Schönefeld, Barbara Schots

 

Malta

Malta

Deutsche Bank (Malta) Limited
Authorized and regulated by the Malta Financial Services Authority

Registry of Companies no.: C40219

Registered address:
Forni Complex 1E, Level 2, Pinto Wharf, Valletta Waterfront,
Floriana, FRN 1913, Malta

Phone number: +356 (2137) 3666

Fax number: +356 (2137) 7741

VAT No.: MT1972-5104

Board of directors: Reuben Attard, Benedict Craig, Laure Lemonnier, Nikitas Psyllakis



Deutsche Holdings (Malta) Limited
Registry of Companies no.: C40206

Registered address:
Forni Complex 1E, Level 2, Pinto Wharf, Valletta Waterfront,
Floriana, FRN 1913, Malta

Board of directors: Reuben Attard, Benedict Craig, Laure Lemonnier, Nikitas Psyllakis

 

Netherlands

Netherlands

Deutsche Bank Aktiengesellschaft, Amsterdam Branch
Branch incorporated under German law of Deutsche Bank Aktiengesellschaft with its principal office in Frankfurt am Main (please see under "Germany")
De Entrée 99-197, 1101 HE Amsterdam, The Netherlands
Chamber of Commerce Number: 33304583
VAT Identification Number: NL 8232.78.669.B03

Deutsche International Trust Company N.V.
De Entrée 99-197, 1101 HE Amsterdam, The Netherlands
Chamber of Commerce Number: 33093266
VAT Identification Number: NL 16.66.137.B.01

 

Poland

Poland

Deutsche Bank Polska Spółka Akcyjna is entered into the National Court Register maintained by the District Court for the Capital City of Warsaw, under KRS number: 0000022493. The seat of the Company is in Warsaw at Al. Armii Ludowej 26.
Tax Identification Number NIP: 676-01-07-416.
Management Board: Krzysztof Kalicki (President of the Management Board), Leszek Niemycki (Vice-President of the Management Board), Zbigniew Bętkowski, Piotr Gemra, Tomasz Kowalski, Radosław Kudła, Kamil Kuźmiński,  Piotr Olendski, Magdalena Rogalska.

DB Securities Spółka Akcyjna is entered into the National Court Register maintained by the District Court for the Capital City of Warsaw, under KRS number: 0000066290. The seat of the Company is in Warsaw at Al. Armii Ludowej 26.
Tax Identification Number NIP:  637-01-18-719.
Management Board: Waldemar Markiewicz (President of the Management Board), Paweł Karczewski, Tomasz Krukowski.

Deutsche Services Spółka z ograniczoną odpowiedzialnością is entered into the National Court Register maintained by the District Court for the Capital City of Warsaw, under KRS number: 0000393429. The seat of the Company is in Warsaw at Al. Armii Ludowej 26.
Tax Identification Number NIP: 527-26-61-652.
Management Board: Zbigniew Bętkowski, Tomasz Kowalski, Carmine Di Martino,  Alexander-B Engel, Kristian Snellman

 

Spain

Spain

Deutsche Bank, Sociedad Anónima Española,
Paseo de la Castellana, 18, 28046, Madrid.
Registered in the Madrid Commercial Registry, tomo 28100, libro 0, folio 1, sección 8, hoja M-506294, inscripción 2.
Tax Identification Number (Certificado de Identificación Fiscal): A08000614

Deutsche Bank Aktiengesellschaft (Sucursal en España),
Paseo de la Castellana 18, 28046, Madrid.
Registered in the Madrid Commercial Registry, tomo 5097, libro 4247, folio 129, sección 3, hoja M-40.393.
Tax Identification Number (Certificado de Identificación Fiscal): W0041027D

DB Operaciones y Servicios Interactivos, A.I.E.,
Via Augusta 252-260, 08071, Barcelona.
Registered in Barcelona Commercial Registry, tomo 27.335, folio 179, sección 8, hoja B-116.616, inscripción 1
Tax Identification Number (Certificado de Identificación Fiscal): G60526852

DWS Investments (Spain), S.G.I.I.C., S.A.
Paseo de la Castellana, 18, 28046, Madrid.
Registered in the Madrid Commercial Registry, tomo 1056, libro 0, folio 88, sección 8, hoja M-10.301, inscripción 38
Tax Identification Number (Certificado de Identificación Fiscal): A80017403

 

Sweden

Sweden

Deutsche Bank AG Stockholm Branch, Stureplan A SE 114 35 Stockholm, Sweden,
Registered in Bolagsverket's branch register 516401-9985,
Branch of Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main; HRB No 30 000 • Frankfurt am Main, Local Court


Disclaimer for Deutsche AWM in Sweden:

Deutsche Bank AG is authorized under German Banking Law (ID:100003, competent authority: BaFin - Federal Financial Supervisory Authority). Deutsche Bank AG Stockholm branch ("DBS", Bolagsverket nr. 516401-9985) is authorised by BaFIN and regulated by Finansinspektionen for the conduct of licensed activities in Sweden. Deutsche Bank branches operate within the EEA on the back of the legal entity (Deutsche Bank AG) EU Passports within the European Economic Area (“EEA”). Reference is made to European Union Regulatory Background and Corporate and Regulatory Disclosures at https://www.db.com/disclosures. Details about the extent of our authorisation and regulation by BaFIN and respective Nordic Region Financial Supervisory Authority are available on request.

Without limitation, documents and any attachment proposed electronically do not constitute an offer or a recommendation to enter into any transaction with DBS. Electronic communication is for information purposes only and is not intended to be an offer or an advice or recommendation or solicitation, or the basis for any contract to purchase or sell any security, or other instrument, or for DBS to enter into or arrange any type of transaction as a consequence of any information contained herein. The implicit or explicit views and recommendations expressed in marketing or other financial presentation material as well as any financial proposals are solely those of the issuer of such material, and forwarded to you on behalf of the contracting party.

DBS is solely acting in an agency/agency similar capacity (“the agent”) for and on behalf of Deutsche Bank AG and/or affiliates and potential investors should be aware that if they, you, decide to enter into a transaction with Deutsche Bank AG or affiliates (these acting as “the principal” or “contractual party”) will any and all contractual and commercial agreements be as entered into with that contracting party under the contractual laws, unless re-negotiated, and financial laws and regulations of the country where the contracting party is licensed.

Unless DBS is entering into a separate and explicit contractual relationship with you for the provision of investment services is neither obliged to categorise you in accordance to MiFID nor perform MiFID Suitability and/or Appropriateness assessment (as enacted into Swedish laws and regulations). The investments or services mentioned in this email or an attachment thereto may not be appropriate for all investors and before entering into a transaction you should take steps to ensure that you fully understand the transaction and have made an independent assessment of the appropriateness of the transaction in the light of your own objectives and circumstances, including the possible risks and benefits of entering into such transaction. You should also consider seeking advice from your own advisers in making this assessment. If you decide to enter into a transaction with a contracting party you do so in reliance on your own judgment. For general information regarding the nature and risks and types of financial instruments please go here.

Past performance is not a suitable indicator of future results. An investment in mutual funds/ETF’s can rise or fall in value and there is no guarantee that the investor will get back all capital invested. Fluctuations in currency rates may cause the value of investments to either rise or fall. Investors should note that most mutual funds/ETF’s are not capital protected or capital guaranteed. Investors in mutual funds/ETF’s should be aware of the possibility, and financially able, to lose part or all of the invested capital. An investment in mutual funds/ETF’s is associated with risks, for a presentation of the risks related to investments in these funds, please refer to respective Funds/ETF’s Fact Sheet and/or Key Investor Information Document (“KIID”s) and/or fund Prospectus.

Personal Data and Data Security

Personal data is handled in accordance with the Swedish Personal Data Act (1998:204, the “PDA”) and applicable ordinances, regulations and guidelines. Deutsche Bank has issued comprehensive Personal Data and Information Security Policies and Procedures in accordance with German laws and regulations which meet the Swedish PDA.

We observe inter alia the Swedish Marketing Act (2008:486) and/including the e-commerce directive (2000/31/EG) as enacted into Swedish law (Ehandleslagen) and relevant industry standards and guidelines issued by the authorities and your instructions to us, and we will not contact private individuals via e-mail, SMS, fax, voice messaging or other automated calling systems unless previous approval has been obtained from the individual for the use of such marketing methods. We hereby inform you that a private individual (a “consumer”) inter alia may refuse direct marketing from us, may request to be informed about own private data stored in our systems and has the right to have own information amended or erased as applicable.

 

United Kingdom

Deutsche Bank AG, London Branch

Deutsche Bank AG (“the Bank”) is a joint stock corporation incorporated with limited liability in the Federal Republic of Germany. It is registered in the Commercial Register of the District Court, Frankfurt am Main under number HRB 30 000.

The Bank is authorized under German Banking Law (competent authorities: European Central Bank and the BaFin, Germany’s Federal Financial Supervisory Authority) and, in the United Kingdom, by the Prudential Regulation Authority. It is subject to supervision by the European Central Bank and by the BaFin, and is subject to limited regulation in the United Kingdom by the Financial Conduct Authority and the Prudential Regulation Authority. Details about the extent of the Bank’s authorization and regulation by the Prudential Regulation Authority, and its regulation by the Financial Conduct Authority, are available from the Bank on request.

The Bank is registered as a foreign company in the register of companies for England and Wales (registration number FC007615).

Under its European Passport, the Bank carries on banking and investment services in the United Kingdom through Deutsche Bank AG, London Branch (“London Branch”) and is also authorized to provide such services into the United Kingdom from Germany and from its other EEA branches.

Deutsche Bank AG, London Branch is registered as a branch in the register of companies for England and Wales (registration number BR000005). Its registered address is Winchester House, 1 Great Winchester Street, London EC2N 2DB.

In addition to its above authorizations, the Bank is authorized by the Financial Conduct Authority to carry on investment services in precious metals.

London Branch is listed as a member firm of the London Stock Exchange.

 

Deutsche Bank Group UK Subsidiaries

The following UK-incorporated subsidiaries of Deutsche Bank AG are authorized and/or regulated as indicated below.

Abbey Life Assurance Company Limited
Authorized by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority with firm reference number 117645. Registered in the register of companies for England & Wales under number 710383 and having its registered office at Winchester House, 1 Great Winchester Street, London EC2N 2DB.

DB UK Bank Limited
Authorized by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority with firm reference number 140848. Registered in the register of companies for England & Wales under number 315841 and having its registered office at 23 Great Winchester Street, London EC2P 2AX.

Deutsche Alternative Asset Management (Global) Limited
Authorized and regulated by the Financial Conduct Authority with firm reference number 458997. Registered in the register of companies for England & Wales under number 5603289 and having its registered office at Winchester House, 1 Great Winchester Street, London EC2N 2DB.

Deutsche Alternative Asset Management (UK) Limited
Authorized and regulated by the Financial Conduct Authority with firm reference number 146000. Registered in the register of companies for England & Wales under number 2478500 and having its registered office at 1 Appold Street, London EC2A 2UU.

Deutsche Asset Management (UK) Limited
Authorized and regulated by the Financial Conduct Authority with firm reference number 429806. Registered in the register of companies for England & Wales under number 5233891 and having its registered office at 1 Appold Street, London EC2A 2UU.

Deutsche Trustee Company Limited
Authorized and regulated by the Financial Conduct Authority with firm reference number 122126. Registered in the register of companies for England & Wales under number 338230 and having its registered office at Winchester House, 1 Great Winchester Street, London EC2N 2DB. 


The following links will bring you to corporate and regulatory disclosures for selected Deutsche Bank Group subsidiaries in Norway and Switzerland:

Norway

Norway

Deutsche Bank AG Oslo Branch,
Fridtjof Nansens Plass 6.
0160 Oslo
Norway

Phone number: +47 22 47 14 00

Fax number: +47 22 83 66 11 

NUF 990 802 173 NO,

Branch of Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main; HRB No 30 000 • Frankfurt am Main, Local Court

Disclaimer for Deutsche AWM in Norway:

Deutsche Bank AG is authorized under German Banking Law (ID:100003, competent authority: BaFin - Federal Financial Supervisory Authority). Deutsche Bank AG Oslo branch ("DBO", Brönnöysundregistrene nr. 990 802 173) is authorised by BaFIN and regulated by Finanstilsynet for the conduct of licensed activities in Norway. Deutsche Bank branches operate within the EEA on the back of the legal entity (Deutsche Bank AG) EU Passports within the European Economic Area (“EEA”). Reference is made to European Union Regulatory Background and Corporate and Regulatory Disclosures at https://www.db.com/disclosures. Details about the extent of our authorisation and regulation by BaFIN and respective Nordic Region Financial Supervisory Authority are available on request.

Without limitation, documents proposed electronically and any attachment does not constitute an offer or a recommendation to enter into any transaction with DBO. Electronic communication is for information purposes only and is not intended to be an offer or an advice or recommendation or solicitation, or the basis for any contract to purchase or sell any security, or other instrument, or for DBO to enter into or arrange any type of transaction as a consequence of any information contained herein. The implicit or explicit views and recommendations expressed in marketing or other financial presentation material as well as any financial proposals are solely those of the issuer of such material, and forwarded to you on behalf of the contracting party.

DBO is solely acting in an agency/agency similar capacity (“the agent”) for and on behalf of Deutsche Bank AG and/or affiliates and potential investors should be aware that if they, you, decide to enter into a transaction with Deutsche Bank AG or affiliates (these acting as “the principal” or “contractual party”) will any and all contractual and commercial agreements be as entered into with that contracting party under the contractual laws, unless re-negotiated, and financial laws and regulations of the country where the contracting party is licensed.

Unless DBO is entering into a separate and explicit contractual relationship with you for the provision of investment services is neither obliged to categorise you in accordance to MiFID nor perform MiFID Suitability and/or Appropriateness assessment (as enacted into Norwegian laws and regulations). The investments or services mentioned in this email or an attachment thereto may not be appropriate for all investors and before entering into a transaction you should take steps to ensure that you fully understand the transaction and have made an independent assessment of the appropriateness of the transaction in the light of your own objectives and circumstances, including the possible risks and benefits of entering into such transaction. You should also consider seeking advice from your own advisers in making this assessment. If you decide to enter into a transaction with a contracting party you do so in reliance on your own judgment. For general information regarding the nature and risks and types of financial instruments please go here.

Past performance is not a suitable indicator of future results. An investment in mutual funds/ETF’s can rise or fall in value and there is no guarantee that the investor will get back all capital invested. Fluctuations in currency rates may cause the value of investments to either rise or fall. Investors should note that most mutual funds/ETF’s are not capital protected or capital guaranteed. Investors in mutual funds/ETF’s should be aware of the possibility, and financially able, to lose part or all of the invested capital. An investment in mutual funds/ETF’s is associated with risks, for a presentation of the risks related to investments in these funds, please refer to respective Funds/ETF’s Fact Sheet and/or Key Investor Information Document (“KIID”s) and/or fund Prospectus.

Personal Data and Data Security

Personal data is handled in accordance with the Norwegian Personal Data Act (Act of 14 April 2000 No. 31, the “PDA”) and applicable ordinances, regulations and guidelines. Deutsche Bank AG has issued comprehensive Personal Data and Information Security Policies and Procedures in accordance with German laws and regulations which meet the Norwegian PDA.

We observe inter alia the Norwegian Marketing Act (Lov om kontroll med markedsføring og avtalevilkår mv 2009-01-09) and/including the e-commerce directive (2000/31/EG) as enacted into Norwegian law (Ehandelsloven), relevant industry standards and relevant guidelines issued by the authorities and your instructions to us, and we will not contact private individuals via e-mail, SMS, fax, voice messaging or other automated calling systems unless previous approval has been obtained from the individual for the use of such marketing methods. We hereby inform you that a private individual (a “consumer”) inter alia may refuse direct marketing from us, may request to be informed about own private data stored in our systems and has the right to have own information amended or erased as applicable.

 

Switzerland

Switzerland

Deutsche Bank (Suisse) SA
Place des Bergues 3, 1201 Geneva
Registered in Geneva (headquarter), commercial registration number: CH-660.0.537.980-4
VAT number: CHE-116.272.898

Deutsche Bank AG, Zurich Branch
Uraniastrasse 9, 8001 Zurich
Registered in Zurich, commercial registration number: CH-020.9.001.394-5
VAT number: CHE-105.690.694
Branch of Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main • HRB No 30 000 • Frankfurt am Main, Local Court

Deutsche Fiduciary Services (Suisse) SA
Place des Bergues 3, 1201 Geneva
Registered in Geneva, commercial registration number: CH-660.0.407.981-0
VAT number: CHE-103.176.653