Deutsche Bank

Disclosures

European and German Regulatory Background

Under European Union law and related national implementing laws, credit institutions and investment firms must obtain authorization from their relevant supervisory authority in order to carry out regulated banking and investment service activities. The European Banking Authority (“EBA”) maintains a public register of credit institutions authorized to operate within European Economic Area (“EEA”) countries. In Germany, the Federal Financial Supervisory Authority (the “BaFin”) maintains a public register of financially regulated companies authorized to operate in Germany.
 
Deutsche Bank Aktiengesellschaft (“Deutsche Bank AG” or “the Bank”) is authorized to conduct banking business and to provide financial services as set forth in the German Banking Act (“Kreditwesengesetz”).
 
The Bank is subject to comprehensive supervision by the European Central Bank (“ECB”), by the BaFin and by the Deutsche Bundesbank (“Bundesbank”), Germany’s central bank.
 
Supervision of Deutsche Bank AG is carried out under the European Union’s Single Supervisory Mechanism (“SSM”), a system of financial supervision composed by the ECB and national supervisory authorities of European Union member states participating in the SSM. Within the SSM, the ECB is directly responsible for most of the Bank’s so-called prudential supervision, such as regulatory capital adequacy, leverage, liquidity, risk management and governance requirements.
 
The BaFin remains Deutsche Bank AG’s primary supervisor for regulatory matters falling outside the remit of the ECB, such as the rules on conduct of business in the securities markets, statutory deposit protection and the regulation of anti-money laundering and terrorist financing. In countries where the Bank operates under its European Passport (see “European Passport” section below), it will be subject to the conduct of business rules of the local “host state” regulator.
 
The Bundesbank supports and cooperates closely with the BaFin and the ECB. That cooperation includes the ongoing review and evaluation of reports submitted by the Bank (including its audit reports) and adequacy assessments in respect of the Bank’s capital and its risk management systems.
 
The ECB and the BaFin have extensive supervisory and investigatory powers with regard to the Bank, including the ability to request information and conduct investigations.

European Passport

EEA banks may offer banking and investment services in other member states of the EEA (known as “host states”) without being required to obtain a separate licence from the host state under a so-called “European Passport”. This “passport”, which specifies permitted activities, is granted by the home state authority and can be exercised as follows:

  • Under the freedom of establishment rule, a “passported” bank can establish a permanent presence in the host state which is referred to – provided it is not a separate legal entity from the bank – as a “branch” (as defined in point (17) of Article 4(1) of the Capital Requirements Regulation (Regulation (EU) No 575/2013, “CRR”)).

  • Under the freedom to provide services rule, a bank can be passported for the provision of cross-border services in another EEA member state.

A host state authority will rely on the home state authority (the ECB in the case of a significant institution within the SSM, such as Deutsche Bank AG, for the purposes of prudential supervision, and the relevant national supervisory authority for other purposes) to ensure that the systems and controls of a bank are in good order and to ensure the bank’s financial adequacy. 
 
To the extent that activities are carried out within or from its jurisdiction, the host state authority supervises the conduct of banks. This includes, for example, rules on treating clients fairly and rules governing a bank’s conduct in the securities market.

Corporate and Regulatory Disclosures

Deutsche Bank Group

Deutsche Bank Group comprises Deutsche Bank AG together with its subsidiaries which are consolidated for European regulatory purposes. The Bank and those subsidiaries which carry out licensable activities are authorized and regulated by regulatory authorities in their country of incorporation as well as, in some instances, by regulatory authorities in other jurisdictions.

About Deutsche Bank AG

The following links will take you to corporate and regulatory disclosures relating to selected Deutsche Bank Group subsidiaries registered and/or incorporated in the European Union:
Austria
Belgium
Czech Republic
Denmark
Finland
France
Greece
Germany
Hungary
Ireland
Italy
Luxembourg
Malta
Netherlands
Poland
Spain
Sweden
United Kingdom

The following links will bring you to corporate and regulatory disclosures for selected Deutsche Bank Group subsidiaries in:
Norway
Switzerland


Germany

Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main
HRB No. 30 000 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Paul Achleitner
Management Board: John Cryan (Co-Chairman), Jürgen Fitschen (Co-Chairman), Stuart Lewis, Sylvie Matherat, Quintin Price, Garth Ritchie, Karl von Rohr, Marcus Schenck, Christian Sewing, Jeffrey Urwin
VAT Identification Number: DE 114 103 379

Deutsche Bank Privat- und Geschäftskunden Aktiengesellschaft domiciled in Frankfurt am Main
HRB No. 47 141 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Christian Sewing
Management Board: Rainer Burmester (Spokesman), Alp Dalkilic, Dr. Markus Pertlwieser, Joachim von Plotho
VAT Identification Number: DE 811 907 980

Betriebs-Center für Banken AG domiciled in Frankfurt am Main
HRB No. 80 499 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Stephan Manz
Management Board: Ilona Kartz, Albert Lechner, Wolfgang Lindner, Manfred Räbiger
VAT Identification Number: DE 235 714 655

BHW Kreditservice GmbH domiciled in Hameln
HRB No. 20 7946 • Hannover Local Court
Vorsitzender des Aufsichtsrats: Dr. Ralph Müller
Managing Directors: Dietmar König (Spokesman), Dirk Steinhoff, Dietmar Stickel, Ingo Faerber
VAT Identification Number: DE 281 172 546

DB Capital & Asset Management Kapitalanlagegesellschaft mbH
Limited liability Company domiciled in Cologne
HRB No. 33 303 • Cologne Local Court
Chairman of the Supervisory Board: Kaj Ahlman
Managing Directors: Christian Finke, Andrea Simokat
VAT Identification Number: DE 813 712 930
Deutsche Bank Group

DB Capital Markets Asset Management Holding GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 91 852 • Frankfurt am Main Local Court
Managing Directors: Volker Beck, Christian Finke, Andrea Simokat
Deutsche Bank Group

DB HR Solutions GmbH
Limited liability Company domiciled in Eschborn
HRB No. 57 206 • Frankfurt am Main Local Court
Chairman of the Advisory Board: Karl von Rohr
Managing Directors: Peter Maier, Susanne Müller
VAT Identification Number: DE 236 834 137

DB Investment Services GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 58 951 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Wolfgang Gaertner
Managing Directors: Holger Wegmann (Chairman), Dr. Thomas Beemelmann, Catrin E. Röthe
VAT Identification Number: DE 812 847 781

DB Kredit Service GmbH
Limited liability Company domiciled in Berlin
HRB No. 98 447 B • Berlin-Charlottenburg Local Court
Chairman of the Supervisory Board: Bernd Oletzky
Managing Directors: Hans-Theo Hondong (Chairman), Markus Alberth, Günter Marx, Aygül Özkan
VAT Identification Number: DE 261 841 487

DB Print GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 52 347 • Frankfurt am Main Local Court
Managing Directors: Karin Jahnke, Jürgen Ritzel
VAT Identification Number: DE 813 649 084

DB Private Equity GmbH
Limited liability Company domiciled in Cologne
HRB No. 63 521 • Cologne Local Court
Management Board: Jürgen Borchers, Chris Munn, Andreas Schmidt, Michael Straka
VAT Identification Number: DE 263 625 091

DB Risk Center GmbH
Limited liability Company domiciled in Berlin
HRB No. 130 184 B • Berlin-Charlottenburg Local Court
Chairman of the shareholder's committee: Stefan Blumenstein
Executive Directors: Torsten Gläser
VAT Identification Number: DE 236 834 112

DEBEKO Immobilien GmbH & Co Grundbesitz OHG domiciled in Eschborn
HRA No. 26 549 • Frankfurt am Main Local Court
VAT Identification Number: DE 114 344 458
Partners:
Deutsche Bank Aktiengesellschaft domiciled in Frankfurt am Main
HRB No. 30 000 • Frankfurt am Main Local Court 
Chairman of the Supervisory Board: Paul Achleitner
Management Board: John Cryan (Co-Chairman), Jürgen Fitschen (Co-Chairman), Stuart Lewis, Sylvie Matherat, Quintin Price, Garth Ritchie, Karl von Rohr, Marcus Schenck, Christian Sewing, Jeff Urwin
RREEF Management GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 26 724 • Frankfurt am Main Local CourtManaging Directors: Dr. Georg Allendorf, Birgit Benz, Dr. Ulrich von Creytz, Jörn Stobbe

Deutsche Asset & Wealth Management International GmbH (formerly Deutsche Asset Management International GmbH)
Limited liability Company domiciled in Frankfurt am Main
HRB No. 23 891 • Frankfurt am Main Local Court
Managing Directors: Michael Fuss, Steffen Leipold, Stephan Scholl, Georg Schuh
VAT Identification Number: DE 811 247 954
Deutsche Bank Group

Deutsche Asset & Wealth Management Investmentaktiengesellschaft mit Teilgesellschaftsvermögen
Investment Stock Corporation with variable capital domiciled in Frankfurt am Main
HRB No. 79 174 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Michael Fuss
Management Board: Thomas Bosch, Holger Kindsgrab, Marc Nowotny

Deutsche Asset & Wealth Management Investment GmbH
(formerly DWS Investment GmbH)
Limited liability Company domiciled in Frankfurt am Main
HRB No. 91 35 • Frankfurt am Main Local Court
Managing Directors: James Dilworth (Spokesman), Reinhard Bellet, Henning Gebhardt, Stefan Kreuzkamp, Holger Naumann, Barbara Rupf Bee
VAT Identification Number: DE 811 248 289
Deutsche Bank Group

Deutsche Auskunftei Service GmbH
Limited liability Company domiciled in Hamburg
HRB No. 98 394 • Hamburg Local Court
Managing Directors: Hans-Jürgen Ix, Alexandra Wünsch
Tax Number: 047 220 00285
Deutsche Bank Group

Deutsche Bank Bauspar-Aktiengesellschaft domiciled in Frankfurt am Main
HRB No. 27 354 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Frank Strauß
Management Board: Michael Hoffelder (Chairman), Thomas Terhaar
VAT Identification Number: DE 811 248 060

Deutsche Bank Europe GmbH mit Sitz in Frankfurt am Main
HRB No. 87 506 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Stefan Krause
Managing Directors: Nikolaus von Tippelskirch (Chairman), Carmen Herbstritt, Jörg Klauke, Frank Rückbrodt
VAT Identification Number: DE 271 363 747

Deutsche Grundbesitz-Anlagegesellschaft mit beschränkter Haftung
Limited liability Company domiciled in Frankfurt am Main
HRB No. 25 667 • Frankfurt am Main Local Court
Managing Directors: Birgit Benz, Iris Racke
VAT Identification Number: DE 811 248 125

Deutsche Immobilien Leasing GmbH
Limited liability Company domiciled in Düsseldorf
HRB No. 28 176 • Düsseldorf Local Court
Management Board: Michael Böving, Hans-Jürgen Weide
VAT Identification Number: DE 811 624 371

Deutsche IT License GmbH
Limited liability Company domiciled in Eschborn
HRB No. 57 186 • Frankfurt am Main Local Court
Managing Directors: Michael Gernalzick, Kai Zeiske
VAT Identification Number: DE 236 834 129

DI Deutsche Immobilien Baugesellschaft mbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 37 553 • Frankfurt am Main Local Court
Managing Directors: Reinhard Keil, Alexander Kühnl
VAT Identification Number: DE 161 749 306

DI Deutsche Immobilien Treuhandgesellschaft mbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 36 832 • Frankfurt am Main Local Court
Managing Directors: Birgit Benz, Iris Racke
VAT Identification Number: DE 202 748 457

DWS Holding & Service GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 38 933 • Frankfurt am Main Local Court
Managing Directors: Klaus Kaldemorgen, Holger Naumann, Andreas Rathmann, Dr. Asoka Wöhrmann
VAT Identification Number: DE 813 804 074
Deutsche Bank Group

KEBA Gesellschaft für interne Services mbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 35 801 • Frankfurt am Main local court
Managing Directors: Heide Fischer, Dr. Oliver-Sven Penger
VAT Identification Number: DE 227 219 059

Konsul Inkasso GmbH
Limited liability Company domiciled in Essen
HRB No. 18 787 • Essen Local Court
Managing Directors: Stefan Stein (Chairman), Birgit Schroeder
VAT Identification Number: DE 114 103 379

Leasing Verwaltungsgesellschaft Waltersdorf mbH
Limited liability Company domiciled in Schönefeld
HRB No. 17 367 P • Potsdam Local Court
Management Board: Dietmar Becker, Uwe Schmidt
VAT Identification Number: DE 234 201 266

norisbank GmbH
Limited liability Company domiciled in Bonn
HRB No. 21 185 B • Bonn Local Court
Chairman of the Supervisory Board: Frank Strauß
Managing Directors: Philip Laucks (Chairman), Thomas große Darrelmann, Dr. Christian Schramm
VAT Identification Number: DE 226 545 047
https://www.norisbank.de/

PBC Banking Services GmbH domiciled in Frankfurt am Main
HRB No. 94904 • Frankfurt am Main Local Court
Chairman of the Advisory Board: Dr. Christian Ricken
Managing Director: Britta Lehfeldt, Bernd Oletzky, Manfred Räbiger
VAT identification nummer: DE 292 992 932

PBC Services GmbH der Deutschen Bank domiciled in Frankfurt am Main
HRB No. 84 338 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Bernd Oletzky
Managing Directors: Marian Jank (Chairman), Thomas Langer, Axel Winkler
VAT Identification Number: DE 265 591 999

Postbank Direkt GmbH domiciled in Bonn
HRB No. 17 337 • Bonn Local Court
Chairman of the Supervisory Board: Philip Laucks
Managing Directors: Michael Heinen (Spokesman), Marco Asbach, Ingo Faerber, Sandra Schimack
VAT Identification Number: 214 308 135

Postbank Service GmbH domiciled in Essen
HRB No. 24 261 • Essen Local Court
Chairman of the Supervisory Board: Marian Jank
Managing Directors: Heiko Fischer, Heinz Wachter
VAT Identification Number: DE 280 137 785

registrar services GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 50 583 • Frankfurt am Main Local Court
Management Board: Thomas Licharz (Spokesman), Peter Chudaska
VAT Identification Number: DE 216 981 680

RREEF Investment GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 25 668 • Frankfurt am Main Local Court
Chairman of Advisory Board: Pierre Cherki
Managing Directors: Dr. Georg Allendorf, Dr. Ulrich von Creytz, Ulrich Steinmetz
VAT Identification Number: DE 812 045 609

RREEF Management GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 26 724 • Frankfurt am Main Local Court
Managing Directors: Dr. Georg Allendorf, Birgit Benz, Dr. Ulrich von Creytz, Jörn Stobbe
VAT Identification Number: DE 811 248 230
Deutsche Bank Group

RREEF Spezial Invest GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 44 003 • Frankfurt am Main Local Court
Chairman of Advisory Board: Pierre Cherki
Managing Directors: Dr. Georg Allendorf, Dr. Ulrich von Creytz, Holger Naumann, Clemens Schäfer
VAT Identification Number: DE 812 881 444

Sal. Oppenheim jr. & Cie. AG & Co. KGaA domiciled in Cologne
HRB No. 20 121 • Cologne Local Court
Management Board: Dr. Wolfgang Leoni (Chairman), Jürgen Dobritzsch, Nicolas von Loeper
VAT Identification Number: DE 122 786 919

Telefon-Servicegesellschaft der Deutschen Bank mbH domiciled in Frankfurt am Main
HRB No. 28 192 • Frankfurt am Main Local Court
Chairman of the Supervisory Board: Bernd Oletzky
Management Board: Michael Hohenbild (Chairman), Marco Asbach, Ralf Stapelfeldt
VAT Identification Number: DE 812 788 218

Treuinvest Service GmbH
Limited liability Company domiciled in Frankfurt am Main
HRB No. 58 132 • Frankfurt am Main Local Court
Managing Directors: Markward Michaelis, Wolfram Schaab
VAT Identification Number: DE 814 186 115
Deutsche Bank Group

Vertriebsgesellschaft mbH der Deutschen Bank Privat- und Geschäftskunden
Limited liability Company domiciled in Berlin
HRB No. 110 840 • Berlin Local Court
Managing Directors: Elmar Kausch (Chairman), Mathias Lüdtke-Handjery
VAT Identification Number: DE 815 110 910

VÖB-ZVD Processing GmbH domiciled in Frankfurt am Main
HRB No. 50 934 • Frankfurt am Main Local Court
Managing Directors: Hermann Beckers (Spokesman), Ingo Faerber, Dr. Harald Hiller
VAT Identification Number: DE 225 683 844

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Last Update: February 1, 2016
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