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- Gross proceeds of approximately EUR 8.5 bn
- Common Equity Tier 1 (CET1) ratio on a fully-loaded CRD4 basis increases from 9.5% as of the end of the first quarter of 2014 to a pro forma 12.0%
Diese IR Information ist nur in englischer Sprache verfügbar.
Deutsche Bank AG (XETRA: DBKGn.DE / NYSE: DB) has completed the capital increase from authorized capital against cash contributions it announced on May 18, 2014. The number of shares of Deutsche Bank AG has increased by 359.8 million, from 1,019.5 million to 1,379.3 million, reflecting both the capital increase without subscription rights of 59.9 million shares completed earlier, and the Bank’s public offering of new shares via subscription rights. The gross proceeds of these transactions amounted to EUR 8.5 billion.
In the public offering with subscription rights, 299.8 million new registered no par value shares (common shares) were issued. The subscription price was EUR 22.50 per share. 99.1% of the subscription rights were exercised. The remaining new shares that were not subscribed will be sold on the market.
Jürgen Fitschen and Anshu Jain, Co-Chief Executive Officers of Deutsche Bank, said: “This capital increase reinforces Deutsche Bank’s Strategy 2015+. We have taken decisive steps to protect Deutsche Bank against known capital challenges, sharpen our competitive edge, and accelerate investments in growth in all our business divisions. We thank all our shareholders for their support.”
Had the capital increase been completed on March 31, 2014, Deutsche Bank’s Common Equity Tier 1 (CET1) ratio on that date would have been 12.0% on a pro forma CRD4 fully-loaded basis rather than 9.5%. This follows significant strengthening of this ratio, which stood below 6% (estimated on a pro forma basis) in mid 2012, reflecting the Bank’s progress in implementing Strategy 2015+. Including the recent issuance of Additional Tier 1 capital with an amount of approximately EUR 3.5 billion, the pro forma CRD4 fully-loaded leverage ratio at the end of the first quarter 2014 would have been 3.4% rather than 2.5%.
Forward-looking statements contain risks
This release contains forward-looking statements. Forward-looking statements are statements that are not historical facts; they include statements about our beliefs and expectations. Any statement in this release that states our intentions, beliefs, expectations or predictions (and the assumptions underlying them) is a forward-looking statement. These statements are based on plans, estimates and projections as they are currently available to the management of Deutsche Bank. Forward-looking statements therefore speak only as of the date they are made, and we undertake no obligation to update publicly any of them in light of new information or future events.
By their very nature, forward-looking statements involve risks and uncertainties. A number of important factors could therefore cause actual results to differ materially from those contained in any forward-looking statement. Such factors include the conditions in the financial markets in Germany, in Europe, in the United States and elsewhere from which we derive a substantial portion of our trading revenues, potential defaults of borrowers or trading counterparties, the implementation of our strategic initiatives, the reliability of our risk management policies, procedures and methods, and other risks referenced in our filings with the U.S. Securities and Exchange Commission (SEC). Such factors are described in our SEC Form 20-F of 20 March 2014 on pages 11 through 29 under the heading “Risk Factors.” Copies of this document are readily available upon request or can be downloaded from www.db.com/ir. This release also contains non-IFRS financial measures. For a reconciliation to directly comparable figures reported under IFRS, refer to the 1Q2014 Interim Report, which is available at www.deutsche-bank.com/ir.
For readers in the European Economic Area
This release does not constitute an offer to sell, or the solicitation of an offer to buy or subscribe for, any securities of Deutsche Bank AG. This document does not constitute a prospectus within the meaning of the EC Directive 2003/71/EC of the European Parliament and Council dated
4 November 2003, as amended (the “Prospectus Directive”). The public offer in Germany and the United Kingdom is being made solely by means of, and on the basis of, a securities prospectus within the meaning of the Prospectus Directive. The prospectus was approved on 5 June 2014 by the German Federal Financial Supervisory Authority (BaFin) and was subsequently published on the website of Deutsche Bank AG (www.db.com/ir). Any investment decision by investors in Germany and the United Kingdom regarding any shares should only be made on the basis of that prospectus which is available for download on the internet site of Deutsche Bank AG (www.db.com). Copies of the BaFin-approved prospectus are also be readily available upon request and free of charge at Deutsche Bank AG, Große Gallusstraße 10-14, 60311 Frankfurt am Main, Germany.
In any Member State of the European Economic Area that has implemented the Prospectus Directive (other than Germany or the United Kingdom) this communication is only addressed to, and directed at, qualified investors in that Member State within the meaning of the Prospectus Directive.
For readers in the United Kingdom
This communication is only being distributed to, and is only directed at, (i) persons who are outside the United Kingdom or (ii) investment professionals falling within Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “Order”) or (iii) high net worth companies falling within Article 49(2)(a) to (d) of the Order, or (iv) other persons to whom it may lawfully be communicated, (all such persons together being referred to as “relevant persons”). The new shares are only available to, and any invitation, offer or agreement to subscribe for, purchase or otherwise acquire such new shares will be engaged in only with, relevant persons. Any person who is not a relevant person should not act or rely on this document or any of its contents.
For readers in the US
Deutsche Bank has filed a registration statement (including a prospectus) with the U.S. Securities and Exchange Commission (the “SEC”) for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement, the supplement to that prospectus that Deutsche Bank filed on 5 June 2014 and other documents Deutsche Bank has filed with the SEC for more complete information about Deutsche Bank and this offering. You may get these documents free of charge by visiting EDGAR on the SEC Web site at www.sec.gov. Alternatively, Deutsche Bank, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling Deutsche Bank at +49 69 910 35395.
For readers in Australia
This document does not constitute an offer of securities to any person or an invitation to any person to apply for the issue of securities. This document will not be lodged with the Australian Securities and Investments Commission. This document is only being distributed to, and is only directed at, wholesale clients in accordance with section 761G of the Corporations Act 2001 (Cth) or persons to whom disclosure is not otherwise required under section 708 of the Corporations Act 2001 (Cth).
For readers in Canada
This document does not constitute an offer to sell, or the solicitation of an offer to buy or subscribe for, any securities, and cannot be relied on for any investment contract or decision. Before you invest, you should read the Canadian offering memorandum the issuer has filed with the Canadian securities regulatory authorities and other documents the issuer has filed with the Canadian securities regulatory authorities for more complete information about the about the issuer and this offering. You may get these documents free of charge by visiting SEDAR at www.sedar.com. Alternatively, you can request a copy of the Canadian offering memorandum by calling Deutsche Bank at +49 69 910 35395. The new shares may be offered and sold in Canada only to purchasers purchasing as principal that are both “accredited investors” as defined in National Instrument 45-106 Prospectus and Registration Exemptions and “permitted clients” as defined in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations.”
NOT FOR PUBLICATION IN JAPAN