Appleby joins the Bank from WR Hambrecht & Co., where he played a leading role in its investment banking division through its joint venture with Appleby Capital, an investment banking advisory firm he founded. Prior to founding Appleby Capital, he was a Senior Research Analyst covering the global financial technology sector at Robertson Stephens. He began his equity research career covering electric utilities at Paine Webber, and in the interim covered technology and major media companies at ABN Amro, Rothchilds. Appleby earned a BA from the University of Vermont and an MBA from Cornell University.
"The substantial growth of the financial markets has spurred activity within the exchanges and liquidity provider sector, making it an area of focus for our institutional and hedge fund clients," said Pollard. "I am confident that Scott's entrepreneurial and equity research experience will underscore our commitment to provide topical and insightful research to clients, and I am pleased to add him to the group."
For further information, please call:
Renee Calabro 001-212-250-5525
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