Information about the firm

Provided for the purposes of compliance with articles 47 to 49 of Commission Delegated Regulation 2017/565 (the ‘Delegated Regulation’), and in relation to certain matters set out in Deutsche Bank AG’s terms of business. With effect from 1st January 2021, the Delegated Regulation, so far as operative at that time, will form part of the domestic laws of the United Kingdom.  References to the Delegated Regulation include the Delegated Regulation as it will form part of the domestic laws of the United Kingdom.

 Article 47(1) and other information about the firm

  • (a) Name and address of the firm and the contact details necessary to enable clients to communicate effectively with the firm.

    Deutsche Bank AG Frankfurt head office (‘DB Frankfurt’) whose address is at Taunusanlage 12, 60325 Frankfurt am Main (for letters and postcards: 60262), Tel.: +49 69 910-00, Fax: +49 69 910-34 225, or by email to deutsche.bank@db.com.

    Deutsche Bank AG acting through its London branch (‘DB London’) whose address is at Winchester House, 1 Great Winchester Street, London EC2N 2DB. DB London can be contacted by phone on +44 (207) 545-8000, or by email to deutsche.bank@db.com.

    For the purpose of this disclosure, ‘DB’ means DB Frankfurt and/or DB London as appropriate and ‘Client’ shall have the meaning given to it under DB’s terms of business.


  • (b) Languages of communication

    DB will continue to communicate with Client, and Client shall communicate with DB, in English or German.


  • (c) Methods of communication

    Client and DB may communicate by letter, email, telephone or any other form of communication acceptable to DB, as agreed by authorised DB personnel.


  • (d) Information on authorisation and the firm

    Deutsche Bank AG is a stock corporation ('Aktiengesellschaft') incorporated under the laws of the Federal Republic of Germany with principal office in Frankfurt am Main.

    It is registered with the district court ('Amtsgericht') in Frankfurt am Main under No HRB 30 000 and licensed to carry on banking business and to provide financial services.

    Its supervisory authorities are the European Central Bank (‘ECB’) (contact address: Sonnemannstrasse 22, 60314 Frankfurt am Main) and the Bundesanstalt für Finanzdienstleistungsaufsicht (Germany’s Federal Financial Supervisory Authority) (‘BaFin’) (contact address: Marie-Curie-Str. 24-28, 60439 Frankfurt am Main) and, in the United Kingdom, the Prudential Regulation Authority (‘PRA’) (contact address: 20 Moorgate, London, EC2R 6DA).

    It is subject to supervision by the ECB and by BaFin and is subject to limited regulation in the United Kingdom by the Financial Conduct Authority (FCA) (contact address: 25 The North Colonnade, Canary Wharf, London E14 5HS) and the PRA. Details about the extent of its authorisation and regulation by the PRA and regulation by the FCA are available upon request or from https://www.db.com/disclosures.

    With effect from 1st January 2021, DB will continue to be licensed and supervised by the ECB and the BaFin. DB will be authorised in the United Kingdom by the PRA and with deemed variation of permission. It will be subject to regulation in the United Kingdom by the Financial Conduct Authority (‘FCA’) and limited regulation by the PRA.  Details of the Temporary Permissions Regime, which allows EEA-based firms to operate in the United Kingdom for a limited period while seeking full authorisation, are available from the Financial Conduct Authority’s website.

    The value added tax identification number of DB Frankfurt is DE 114 103 379.

    DB London is included on the UK’s financial services register with Firm Reference Number 150018. The VAT registration number for Deutsche Bank AG London is GB 243 6097 61.


  • (f) Nature, frequency and timing of reports

    Where DB has carried out an order on behalf of Client or executed a transaction with Client, DB will (unless otherwise agreed with Client, where permitted by Applicable Law) promptly confirm the essential details concerning the execution of the relevant transaction and provide such further information relating to the transaction as is required by Applicable Law.

    Where Client’s order relates to units or shares in a collective investment undertaking which are executed periodically, DB will either send Client a notice confirming execution as soon as possible and no later than the first Business Day following execution, or DB will provide Client with, at least once every six months, the essential information concerning the execution of the transaction.


  • (g) Summary of protections where firm holds client assets or client funds

    Information about deposit and investor protection schemes that may be applicable to Client as a client of DB can be found at https://www.db.com/legal-resources under “Deposit and investor protection"


  • (h) and (i) Summary and further details of the conflicts of interest policy

    The DB Group maintains and operates permanent and effective organisational and administrative arrangements, including those referred to in clause 18 of DB’s terms of business (Information Barriers and Independence), with a view to taking all appropriate steps designed to identify and prevent or manage conflicts of interest between DB (and any DB Entity or any manager, employee or tied agent) and Client or between DB’s clients that arise in the course of providing any investment services and ancillary services, or combinations thereof.

    Further information as to how the DB Group identifies and manages potential conflicts of interest can be found in Conflicts of Interest Policy – DB Group available at https://www.db.com/COI.

Article 48

Further information on the financial instruments in relation to which DB provides services referred to above and the risks associated with them will be made available at https://www.db.com/riskdisclosures or as otherwise notified by DB to Client.

Article 49

To the extent DB is holding Client assets in custody, information on the safeguarding of such assets and funds and the risks identified by DB in relation to the holding of Client’s assets and funds is set out in the information statement on the safekeeping of client assets and funds available at https://www.db.com/legal-resources  under "Information on safeguarding of client assets" as amended or supplemented by DB from time to time.

Information on branches of Deutsche Bank AG

Branch

Address

Australia:
Deutsche Bank AG, Sydney Branch




 
Level 16
Deutsche Bank Place
Corner of Hunter and Phillip Streets
Sydney NSW 2000
Australia
Canada:
Deutsche Bank AG, Toronto Branch




 
199 Bay Street
Commerce Court West
Suite 4700
Toronto, Ontario
Canada M5L 1E9
Cayman Islands:
Deutsche Bank AG, Cayman Branch



 
171 Elgin Avenue, Boundary Hall
Cricket Square
Ground Floor
George Town, Grand Cayman KY1-1104 
Hong Kong:
Deutsche Bank AG, Hong Kong Branch




 
Level 52
International Commerce Centre
1 Austin Road West
Kowloon, Hong Kong
China
India:
Deutsche Bank AG, Mumbai Branch



Deutsche Bank House, Hazarimal Somani Marg
Fort, Mumbai 400 001
India
Deutsche Bank AG, Bangalore Branch c/o Mumbai Branch above
Deutsche Bank AG, Chennai Branch
Deutsche Bank AG, Pune Branch
Deutsche Bank AG, Calcutta Branch
Deutsche Bank AG, Gurgaon Branch
Deutsche Bank AG, Ahmedabad Branch
Indonesia:
Deutsche Bank AG, Jakarta Branch



 
Deutsche Bank Building
No. 80 Jalan Imam Bonjol
Jakarta 10310
Indonesia
Deutsche Bank AG, Surabaya Branch



Intiland Tower, 7th Floor, Suite 6
Jalan Panglima Sudirman 101-103
Surabaya 60271
Indonesia
Japan:
Deutsche Bank AG, Tokyo Branch




Sanno Park Tower
2-11-1 Nagatacho
Chiyoda-ku, Tokyo 100-6171
Japan 
Malaysia:
Deutsche Bank AG, Labuan Branch




 
Level 9 (G2), Main Office Tower
Financial Park Complex
Jalan Merdeka
87000 F.T. Labuan
Malaysia
Philippines:
Deutsche Bank AG, Manila Branch



 
Tower One
Ayala Triangle
Makati City
Philippines
Singapore:
Deutsche Bank AG, Singapore Branch


 
One Raffles Quay
South Tower Level 17
Singapore 048583
South Korea:
Deutsche Bank AG, Seoul Branch


 
41, Cheonggyecheon-ro, Jongno-gu
Seoul, 110-752
South Korea
South Africa:
Deutsche Bank AG, Johannesburg Branch




3 Exchange Square
87 Maude Street
2196 Sandton-Johannesburg
South Africa
Sri Lanka:
Deutsche Bank AG, Colombo Branch




 
Deutsche Bank AG
Colombo Branch
86 Galle Road
PO Box 314, Colombo 3
Sri Lanka
Taiwan:
Deutsche Bank AG, Taipei Branch



 
13/F, 10/F & 6/F, 296 Jen Ai Road
Section 4, Cathay Life Insurance Building
Taipei
Taiwan 106
Thailand:
Deutsche Bank AG, Bangkok Branch





 
Athenee Tower
Levels 27-29
63 Wireless Road
Lumpini, Pathumwan
Bangkok 10330
Thailand
United States of America:
Deutsche Bank AG, New York Branch


 
60 Wall Street
New York, NY 10005
United States of America
Vietnam:
Deutsche Bank AG, Ho Chi Minh City Branch




 
Ho Chi Minh City Branch
14F Saigon Centre Tower
District 1, 65 Le Loi Boulevard
Ho Chi Minh City
Vietnam
And such other branches as may be included in this table or otherwise notified to a Client from time to time.