The Commodity Futures Trading Commission requires each futures commission merchant (FCM), including Deutsche Bank Securities Inc. (DBSI), to disclose certain information about the FCM to customers prior to the time a customer first enters into an account agreement with the FCM or deposits money or securities (funds) with the FCM. The Firm Specific Disclosure Document is intended to enable customers to make informed judgments regarding the appropriateness of selecting an FCM by providing information for the meaningful comparisons of business models and risks across FCMs.
This webpage contains DBSI's Firm Specific Disclosure Document which may be updated from time to time. Paper copies of the document are also available upon request.
Please contact your relationship manager with any questions.